Financial Industry Regulatory Authority (FINRA)

FINRA is the largest independent regulator for all securities firms doing business in the US. The organization operates the largest dispute resolution forum in the securities industry for disputes between investors and securities firms. Consumers may check the background of individual investment professionals and firms using the BrokerCheck tool on the FINRA website.

Contact the Agency or Department


Website:
Financial Industry Regulatory Authority (FINRA)
Address:
1736 K St., NW
Washington, DC 20006
Phone Number:
301-590-6500 (Call Center)
Toll-free:
1-800-289-9999 (Broker Check Hotline)